Prometheus And Natural Phenomena
Posted on | August 4, 2009 | 1 Comment
2008-1403 Prometheus Lab v Mayo Collaborative
SD/CA 04-CV-1200
Judge John A. Houston
A fairly-well publicized case involving medical testing, Bilski, and "natural phenomena." Our earlier write-up is here. A representative claim from one of the patents covers:
1. A method of optimizing therapeutic efficacy for treatment of an immune mediated gastrointestinal disorder, comprising:
(a) administering a drug providing 6-thioguanine to a subject having said immune-mediated gastrointestinal disorder;
(b) determining the level of 6-thioguanine in said subject having said immune-mediated gastrointestinal disorder
wherein the levels of 6-thioguanine less than about 230 pmol per 8×108
red blood cells indicates a need to increase the amount of said drug
subsequently administered to said subject and wherein the levels of
6-thioguanine greater than about 400 pmol per 8×108 red blood cells
indicates a need to decrease the amount of said drug subsequently
administered to said subject.
The district court invalidated the claim as merely reciting data gathering plus correlating a natural phenomena–whether the levels of 6-thioguanine in the patent are above or below a threshold amount thereby indicating a need to increase or decrease dosage. The court noted that the claim did not actually require further treatment or an actual change in dosage.
Several amici have weighed in, and the case has been covered by Joe Mullen at The Prior Art and also over at Patently-O.
Oral argument is scheduled for Wednesday, August 5, 2009 at 10:00 A.M., Courtroom 201.
Summary of Argument for Prometheus. Richard P. Bress, J. Scott Ballenger, and Alexander Maltas of Latham & Watkins LLP, Washington, D.C., on brief.
This Court and the Supreme Court have articulated a variety of approaches to the “natural phenomenon” question under § 101, including most recently the “machine-or-transformation” test adopted by this Court en banc in Bilski. The patents-in-suit pass that test with flying colors. The whole point of these processes is to transform the patient's body from a life-threatening physical condition into a healthier one. Along the way, the patient's body is transformed by administration of a synthetic thiopurine drug, producing metabolites never seen in nature. A sample of bodily fluid or tissue is transformed, with the help of sophisticated laboratory machines, to permit measurement of the levels of those metabolites. And the resulting data is transformed into a warning to the physician about the possible need to increase or decrease the patient's dosage.
The district court disregarded all of that because it believed, pre- Bilski, that a transformation of matter or data establishes patentability only for “industrial” processes. Rather than examining the purposes and effects of these processes as a whole, the district court dissected the patents into distinct steps and found reasons to disregard most of them until nothing was left but a “correlation” that it could describe (wrongly) as a natural phenomenon. The district court drew that approach to § 101 from the Supreme Court's decision in Flook. But as this Court has recognized several times, including in Bilski, the Supreme Court squarely rejected Flook's analysis in Diehr.5 Many patentable processes can be dissected into steps that, standing alone, would not be patentable.
In any event, the district court's analysis must be rejected even on its own terms. The metabolic consequences of administering a man-made drug are not a “natural” phenomenon but an artificial one. Of course those effects are mediated by natural laws, but so is combustion inside an automobile engine. Nonetheless, an improved method for tuning a car is patentable. The district court's suggestion that the “administering” and “determining” steps of the patents-in-suit can be disregarded as “merely necessary data-gathering steps for any use of the correlations, A00029, also betrays its complete failure to appreciate the purpose of these processes. Thiopurine drugs are not administered, and tissue samples are not obtained and transformed, merely to gather data for an abstract calculation. These steps are part of the ongoing treatment of desperately ill these processes. Thiopurine drugs are not administered, and tissue samples are not obtained and transformed, merely to gather data for an abstract calculation. These steps are part of the ongoing treatment of desperately ill patients. Presumably the district court would have dissected the patent in Diehr into data gathering steps (monitoring the temperature and pressure inside a rubber mold), a “natural” correlation (the prior art Arrhenius equation), and the “mental step” or “insubstantial post-solution activity” of sending a warning that it was time to open the mold. But the Supreme Court recognized the patent in Diehr for what it was: an improved method for curing rubber.
The district court's analysis would, if endorsed by this Court, threaten to invalidate the entire field of medical treatment and diagnostic patents on which the innovative and lifesaving biotechnology industry is largely built. It would also crush in its infancy the promise of personalized and genomic medicine, which of course will depend largely on insights into how man-made therapies interact with a particular patient's “natural” genes and body chemistry. There is absolutely no evidence that Congress intended to disincentivize such concrete, life-saving innovations in medicine and the life sciences. And there is no justification for reaching such a misguided policy result by needlessly expanding the narrow, judicially-created exclusion that denies patentability to abstract ideas and phenomena of nature.
The district court's summary judgment order should be reversed, and this case should be remanded with instructions to enter summary judgment under § 101 to Prometheus.
Summary of Argument for Mayo Collaborative. Jonathan E. Singer, and Deanna J. Reichel of Fish & Richardson P.C., Minneapolis, MN, on brief.
On the merits, the claims do not satisfy Section 101 under any standard applied by this Court or the Supreme Court. The claims do not recite or depend on any particular machine or apparatus – the best Prometheus can do is suggest that measuring metabolite levels would involve a machine having certain generic components like pumps, detectors, and injectors. [Prometheus Br. at 31-32.] Nor do the claimed inventions physically transform subject matter – nothing happens in the claimed methods after the physician makes the correlation, and the transformations to which Pr
ometheus points are merely preparatory data-gathering. Finally, the claims fail the ultimate test of patentability by wholly preempting any practical use of the claimed correlation, because they are not limited in any way by what happens after the measurement is made – just like the claims in Flook and Labcorp. This Court should affirm.
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